Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos

Smallholder teak (Tectona grandis) plantations have been identified as a potentially valuable component of upland farming systems in northern Laos that can contribute to a “livelihood transition” from subsistence-oriented swidden agriculture to a more commercially-oriented farming system, thereby br...

Full description

Bibliographic Details
Main Authors: Newby, Jonathan Craig, Cramb, Rob, Sakanphet, Somphanh
Format: Journal Article
Language:Inglés
Published: MDPI 2014
Subjects:
Online Access:https://hdl.handle.net/10568/51652
_version_ 1855535392638369792
author Newby, Jonathan Craig
Cramb, Rob
Sakanphet, Somphanh
author_browse Cramb, Rob
Newby, Jonathan Craig
Sakanphet, Somphanh
author_facet Newby, Jonathan Craig
Cramb, Rob
Sakanphet, Somphanh
author_sort Newby, Jonathan Craig
collection Repository of Agricultural Research Outputs (CGSpace)
description Smallholder teak (Tectona grandis) plantations have been identified as a potentially valuable component of upland farming systems in northern Laos that can contribute to a “livelihood transition” from subsistence-oriented swidden agriculture to a more commercially-oriented farming system, thereby bringing about a “forest transition” at the landscape scale. In recent years, teak smallholdings have become increasingly prominent in the province of Luang Prabang, especially in villages close to Luang Prabang City. In this paper, we draw on a household survey conducted in five teak-growing villages and case studies of different household types to explore the role that small-scale forestry has played in both livelihood and land-use transitions. Drawing on a classification of forest transitions, we identify three transition pathways that apply in the study villages—the “economic development” pathway, the “smallholder, tree-based, land-use intensification” pathway, and the “state forest policy” pathway. The ability of households to integrate teak into their farming system, manage the woodlots effectively, and maintain ownership until the plantation reaches maturity varies significantly between these pathways. Households with adequate land resources but scarce labor due to the effects of local economic development are better able to establish and hold onto teak woodlots, but less able to adopt beneficial management techniques. Households that are land-constrained are motivated to follow a path of land-used intensification, but need more productive agroforestry systems to sustain incomes over time. Households that are induced to plant teak mainly by land-use policies that threaten to deprive them of their land, struggle to efficiently manage or hold on to their woodlots in the long term. Thus, even when it is smallholders driving the process of forest transition via piecemeal land-use changes, there is potential for resource-poor households to be excluded from the potential livelihood benefits or to be further impoverished by the transition. We argue that interventions to increase smallholder involvement in the forestry sector need to take explicit account of the initial variation in livelihood platforms and in alternative transition pathways at the household scale in order to pursue more inclusive “forest-and-livelihood” transitions in rural areas.
format Journal Article
id CGSpace51652
institution CGIAR Consortium
language Inglés
publishDate 2014
publishDateRange 2014
publishDateSort 2014
publisher MDPI
publisherStr MDPI
record_format dspace
spelling CGSpace516522025-03-13T09:45:00Z Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos Newby, Jonathan Craig Cramb, Rob Sakanphet, Somphanh agriculture livelihoods smallholders rural areas agricultural development forest management agricultura medios de vida pequeños agricultores ordenación forestal zonas rurales desarrollo agrícola Smallholder teak (Tectona grandis) plantations have been identified as a potentially valuable component of upland farming systems in northern Laos that can contribute to a “livelihood transition” from subsistence-oriented swidden agriculture to a more commercially-oriented farming system, thereby bringing about a “forest transition” at the landscape scale. In recent years, teak smallholdings have become increasingly prominent in the province of Luang Prabang, especially in villages close to Luang Prabang City. In this paper, we draw on a household survey conducted in five teak-growing villages and case studies of different household types to explore the role that small-scale forestry has played in both livelihood and land-use transitions. Drawing on a classification of forest transitions, we identify three transition pathways that apply in the study villages—the “economic development” pathway, the “smallholder, tree-based, land-use intensification” pathway, and the “state forest policy” pathway. The ability of households to integrate teak into their farming system, manage the woodlots effectively, and maintain ownership until the plantation reaches maturity varies significantly between these pathways. Households with adequate land resources but scarce labor due to the effects of local economic development are better able to establish and hold onto teak woodlots, but less able to adopt beneficial management techniques. Households that are land-constrained are motivated to follow a path of land-used intensification, but need more productive agroforestry systems to sustain incomes over time. Households that are induced to plant teak mainly by land-use policies that threaten to deprive them of their land, struggle to efficiently manage or hold on to their woodlots in the long term. Thus, even when it is smallholders driving the process of forest transition via piecemeal land-use changes, there is potential for resource-poor households to be excluded from the potential livelihood benefits or to be further impoverished by the transition. We argue that interventions to increase smallholder involvement in the forestry sector need to take explicit account of the initial variation in livelihood platforms and in alternative transition pathways at the household scale in order to pursue more inclusive “forest-and-livelihood” transitions in rural areas. 2014 2014-11-29T04:20:57Z 2014-11-29T04:20:57Z Journal Article https://hdl.handle.net/10568/51652 en Open Access MDPI Newby, Jonathan; Cramb, Rob; Sakanphet, Somphanh. 2014. Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos. Land 3: 482-503.
spellingShingle agriculture
livelihoods
smallholders
rural areas
agricultural development
forest management
agricultura
medios de vida
pequeños agricultores
ordenación forestal
zonas rurales
desarrollo agrícola
Newby, Jonathan Craig
Cramb, Rob
Sakanphet, Somphanh
Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos
title Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos
title_full Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos
title_fullStr Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos
title_full_unstemmed Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos
title_short Forest transitions and rural livelihoods: multiple pathways of smallholder teak expansion in Northern Laos
title_sort forest transitions and rural livelihoods multiple pathways of smallholder teak expansion in northern laos
topic agriculture
livelihoods
smallholders
rural areas
agricultural development
forest management
agricultura
medios de vida
pequeños agricultores
ordenación forestal
zonas rurales
desarrollo agrícola
url https://hdl.handle.net/10568/51652
work_keys_str_mv AT newbyjonathancraig foresttransitionsandrurallivelihoodsmultiplepathwaysofsmallholderteakexpansioninnorthernlaos
AT crambrob foresttransitionsandrurallivelihoodsmultiplepathwaysofsmallholderteakexpansioninnorthernlaos
AT sakanphetsomphanh foresttransitionsandrurallivelihoodsmultiplepathwaysofsmallholderteakexpansioninnorthernlaos