Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana

Recent agricultural transformation in Asia and Africa has witnessed the gradual spread of mechanization in agricultural areas that are still largely made up of smallholder farming. While the literature has often characterized mechanical technologies as being complementary to land, knowledge gaps exi...

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Autores principales: Takeshima, Hiroyuki, Liu, Yanyan
Formato: Journal Article
Lenguaje:Inglés
Publicado: Elsevier 2020
Materias:
Acceso en línea:https://hdl.handle.net/10568/142311
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author Takeshima, Hiroyuki
Liu, Yanyan
author_browse Liu, Yanyan
Takeshima, Hiroyuki
author_facet Takeshima, Hiroyuki
Liu, Yanyan
author_sort Takeshima, Hiroyuki
collection Repository of Agricultural Research Outputs (CGSpace)
description Recent agricultural transformation in Asia and Africa has witnessed the gradual spread of mechanization in agricultural areas that are still largely made up of smallholder farming. While the literature has often characterized mechanical technologies as being complementary to land, knowledge gaps exist with regard to the process of adoption of mechanization by smallholders for whom the scope for exploiting its complementarity with land is limited. We test a hypothesis that yield-enhancing biological technologies—which potentially raise total factor productivity and returns to more intensive farm-power use—are important drivers of the adoption of agricultural mechanization among smallholders. To enhance the external validity of evidence, we empirically analyze this hypothesis by applying the same methodologies in two countries, lowland (Terai) Nepal and Ghana. We employ nationally representative, repeated, cross-sectional data from both countries, as well as unique tractor-use data from Ghana; we also employ multidimensional indicators of agroclimatic similarity in the respective plant breeding locations. We show that in both lowland Nepal and Ghana, the adoption of tractors and agricultural equipment has been induced by yield-enhancing biological technologies, particularly improved varieties and high-yielding production systems, when these biological technologies are instrumented by agroclimatic similarity to plant breeding locations, which is measured accounting for the multidimensional characteristics of agroclimatic conditions, and thus proxies spillover potentials of the public sector developed biological technologies. In general, these effects are particularly strong among smaller farms, and the effect holds for the adoption of mechanization both at extensive margins (whether to adopt) and at intensive margins (how much to adopt). In Ghana, partly due to improved efficiency in supply-side factors of mechanization, these linkages have strengthened in the 2010s. The results suggest that in both countries, mechanization support strategies for smallholders can potentially improve their targeting by utilizing the information of agroclimatic similarity with plant breeding locations. In Ghana, further public investments in plant-breeding system in strategic locations may broadly enhance smallholders' demand for mechanization. In lowland Nepal where tractor adoptions have grown fairly high, it is now important to more carefully evaluate the trade-off between smallholder-based growth strategies and other strategies, for example, promoting scale-expansions of farming, which also involves mechanization.
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spelling CGSpace1423112025-04-17T08:26:12Z Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana Takeshima, Hiroyuki Liu, Yanyan innovation public sector plant breeding technology farmers smallholders agricultural mechanization agroclimatology principal component analysis Recent agricultural transformation in Asia and Africa has witnessed the gradual spread of mechanization in agricultural areas that are still largely made up of smallholder farming. While the literature has often characterized mechanical technologies as being complementary to land, knowledge gaps exist with regard to the process of adoption of mechanization by smallholders for whom the scope for exploiting its complementarity with land is limited. We test a hypothesis that yield-enhancing biological technologies—which potentially raise total factor productivity and returns to more intensive farm-power use—are important drivers of the adoption of agricultural mechanization among smallholders. To enhance the external validity of evidence, we empirically analyze this hypothesis by applying the same methodologies in two countries, lowland (Terai) Nepal and Ghana. We employ nationally representative, repeated, cross-sectional data from both countries, as well as unique tractor-use data from Ghana; we also employ multidimensional indicators of agroclimatic similarity in the respective plant breeding locations. We show that in both lowland Nepal and Ghana, the adoption of tractors and agricultural equipment has been induced by yield-enhancing biological technologies, particularly improved varieties and high-yielding production systems, when these biological technologies are instrumented by agroclimatic similarity to plant breeding locations, which is measured accounting for the multidimensional characteristics of agroclimatic conditions, and thus proxies spillover potentials of the public sector developed biological technologies. In general, these effects are particularly strong among smaller farms, and the effect holds for the adoption of mechanization both at extensive margins (whether to adopt) and at intensive margins (how much to adopt). In Ghana, partly due to improved efficiency in supply-side factors of mechanization, these linkages have strengthened in the 2010s. The results suggest that in both countries, mechanization support strategies for smallholders can potentially improve their targeting by utilizing the information of agroclimatic similarity with plant breeding locations. In Ghana, further public investments in plant-breeding system in strategic locations may broadly enhance smallholders' demand for mechanization. In lowland Nepal where tractor adoptions have grown fairly high, it is now important to more carefully evaluate the trade-off between smallholder-based growth strategies and other strategies, for example, promoting scale-expansions of farming, which also involves mechanization. 2020-09-01 2024-05-22T12:10:18Z 2024-05-22T12:10:18Z Journal Article https://hdl.handle.net/10568/142311 en https://doi.org/10.2499/p15738coll2.133436 https://hdl.handle.net/10568/145965 https://doi.org/10.2499/p15738coll2.134843 https://doi.org/10.2499/p15738coll2.135843 https://doi.org/10.1016/j.foodpol.2018.04.001 https://hdl.handle.net/10568/145973 https://hdl.handle.net/10568/146905 Open Access Elsevier Takeshima, Hiroyuki; and Liu, Yanyan. 2020. Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana. Agricultural Systems 184(September 2020): 102914. https://doi.org/10.1016/j.agsy.2020.102914
spellingShingle innovation
public sector
plant breeding
technology
farmers
smallholders
agricultural mechanization
agroclimatology
principal component analysis
Takeshima, Hiroyuki
Liu, Yanyan
Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana
title Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana
title_full Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana
title_fullStr Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana
title_full_unstemmed Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana
title_short Smallholder mechanization induced by yield-enhancing biological technologies: Evidence from Nepal and Ghana
title_sort smallholder mechanization induced by yield enhancing biological technologies evidence from nepal and ghana
topic innovation
public sector
plant breeding
technology
farmers
smallholders
agricultural mechanization
agroclimatology
principal component analysis
url https://hdl.handle.net/10568/142311
work_keys_str_mv AT takeshimahiroyuki smallholdermechanizationinducedbyyieldenhancingbiologicaltechnologiesevidencefromnepalandghana
AT liuyanyan smallholdermechanizationinducedbyyieldenhancingbiologicaltechnologiesevidencefromnepalandghana