Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia

Background: Assessing the magnitude of smallholder farmers’ livelihood vulnerability to drought is an initial step in identifying the causal factors and proposing interventions that mitigate the impacts of drought. This study aimed to assess smallholders’ livelihood vulnerability to the drought in t...

Full description

Bibliographic Details
Main Authors: Maru, H., Haileslassie, Amare, Zeleke, T., Esayas, B.
Format: Journal Article
Language:Inglés
Published: MDPI 2021
Subjects:
Online Access:https://hdl.handle.net/10568/114834
_version_ 1855523290709229568
author Maru, H.
Haileslassie, Amare
Zeleke, T.
Esayas, B.
author_browse Esayas, B.
Haileslassie, Amare
Maru, H.
Zeleke, T.
author_facet Maru, H.
Haileslassie, Amare
Zeleke, T.
Esayas, B.
author_sort Maru, H.
collection Repository of Agricultural Research Outputs (CGSpace)
description Background: Assessing the magnitude of smallholder farmers’ livelihood vulnerability to drought is an initial step in identifying the causal factors and proposing interventions that mitigate the impacts of drought. This study aimed to assess smallholders’ livelihood vulnerability to the drought in the upper Awash sub-basin, Ethiopia. Household (HH) and climate data were used for indicators related to sensitivity, exposure, and adaptive capacity that define vulnerability to drought. The vulnerability of farmers’ livelihood to drought was compared among the studies agroecological zone (AEZ) and farm typologies. Results: The result illustrated a diverse magnitude of vulnerability index (VI) ranging from -1.956 to -4.253 for AEZ. The highest magnitude of VI was estimated for livelihood in the lowland AEZ, while the lowest magnitude of VI was estimated in midland AEZ. This could be accounted for by the fact that lowland farmers shown the highest exposure (0.432) and sensitivity (0.420) and the lowest adaptive capacity (0.288). A closer look at farmers’ livelihood typology, in each of the AEZ, showed substantial diversity of farmers’ livelihood vulnerability to drought, implying potential aggregations at AEZ. Accordingly, the vulnerability index for livestock and on-farm-income-based livelihood and marginal and off-farm-income-based livelihood typologies were higher than the intensive-irrigation-farming-based smallholders’ livelihood typology. Conclusions: Based on the result, we concluded that procedures for smallholders’ livelihood resilience-building efforts should better target AEZ to prioritize the focus region and farmers’ livelihood typology to tailor technologies to farms. Although the result emphasizes the importance of irrigation-based livelihood strategy, the overall enhancement of farmers adaptive capacity needs to focus on action areas such as reducing the sensitivity and exposure of the households, improving farmers usage of technologies, diversify farmers’ livelihood options, and, hence, long-term wealth accumulation to strengthen farmers’ adaptive capacity toward drought impacts.
format Journal Article
id CGSpace114834
institution CGIAR Consortium
language Inglés
publishDate 2021
publishDateRange 2021
publishDateSort 2021
publisher MDPI
publisherStr MDPI
record_format dspace
spelling CGSpace1148342024-06-26T10:09:17Z Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia Maru, H. Haileslassie, Amare Zeleke, T. Esayas, B. drought smallholders farmers livelihoods vulnerability resilience agroecological zones farm typology households farm income livestock Background: Assessing the magnitude of smallholder farmers’ livelihood vulnerability to drought is an initial step in identifying the causal factors and proposing interventions that mitigate the impacts of drought. This study aimed to assess smallholders’ livelihood vulnerability to the drought in the upper Awash sub-basin, Ethiopia. Household (HH) and climate data were used for indicators related to sensitivity, exposure, and adaptive capacity that define vulnerability to drought. The vulnerability of farmers’ livelihood to drought was compared among the studies agroecological zone (AEZ) and farm typologies. Results: The result illustrated a diverse magnitude of vulnerability index (VI) ranging from -1.956 to -4.253 for AEZ. The highest magnitude of VI was estimated for livelihood in the lowland AEZ, while the lowest magnitude of VI was estimated in midland AEZ. This could be accounted for by the fact that lowland farmers shown the highest exposure (0.432) and sensitivity (0.420) and the lowest adaptive capacity (0.288). A closer look at farmers’ livelihood typology, in each of the AEZ, showed substantial diversity of farmers’ livelihood vulnerability to drought, implying potential aggregations at AEZ. Accordingly, the vulnerability index for livestock and on-farm-income-based livelihood and marginal and off-farm-income-based livelihood typologies were higher than the intensive-irrigation-farming-based smallholders’ livelihood typology. Conclusions: Based on the result, we concluded that procedures for smallholders’ livelihood resilience-building efforts should better target AEZ to prioritize the focus region and farmers’ livelihood typology to tailor technologies to farms. Although the result emphasizes the importance of irrigation-based livelihood strategy, the overall enhancement of farmers adaptive capacity needs to focus on action areas such as reducing the sensitivity and exposure of the households, improving farmers usage of technologies, diversify farmers’ livelihood options, and, hence, long-term wealth accumulation to strengthen farmers’ adaptive capacity toward drought impacts. 2021-08-31 2021-08-31T21:32:23Z 2021-08-31T21:32:23Z Journal Article https://hdl.handle.net/10568/114834 en Open Access MDPI Maru, H.; Haileslassie, Amare; Zeleke, T.; Esayas, B. 2021. Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia. Sustainability, 13(17):9764. (Special issue: New Challenges for the Sustainability and Competitiveness of Agricultural Systems: Bioeconomy Strategies Focused on Soil Management, Use of Natural Resources and Climate Change Mitigation) [doi: https://doi.org/10.3390/su13179764]
spellingShingle drought
smallholders
farmers
livelihoods
vulnerability
resilience
agroecological zones
farm typology
households
farm income
livestock
Maru, H.
Haileslassie, Amare
Zeleke, T.
Esayas, B.
Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia
title Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia
title_full Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia
title_fullStr Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia
title_full_unstemmed Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia
title_short Analysis of smallholders’ livelihood vulnerability to drought across agroecology and farm typology in the Upper Awash Sub-Basin, Ethiopia
title_sort analysis of smallholders livelihood vulnerability to drought across agroecology and farm typology in the upper awash sub basin ethiopia
topic drought
smallholders
farmers
livelihoods
vulnerability
resilience
agroecological zones
farm typology
households
farm income
livestock
url https://hdl.handle.net/10568/114834
work_keys_str_mv AT maruh analysisofsmallholderslivelihoodvulnerabilitytodroughtacrossagroecologyandfarmtypologyintheupperawashsubbasinethiopia
AT haileslassieamare analysisofsmallholderslivelihoodvulnerabilitytodroughtacrossagroecologyandfarmtypologyintheupperawashsubbasinethiopia
AT zeleket analysisofsmallholderslivelihoodvulnerabilitytodroughtacrossagroecologyandfarmtypologyintheupperawashsubbasinethiopia
AT esayasb analysisofsmallholderslivelihoodvulnerabilitytodroughtacrossagroecologyandfarmtypologyintheupperawashsubbasinethiopia